My client, a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company by ensuring that advisors are providing suitable advice to clients, according to client needs and risk appetite; ensuring that all advisors are Fit and Proper, and relevant documentation is completed in order for the advisors to perform their roles. Responsibilities: Compliance review of all N ew B usiness and Servicing cases submitted for the Group Submission of Fund Selection and Withdrawal cases to various providers Maintaining and Administering the Representative Register Maintaining and Administering the Competency Register ( e.g. CPD and Supervision tracking ) Fit and Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a “ Starter Pack ” ( e.g Rep Disclosures drawn up, R MC P Emails to be sent, Submission of Masthead Applications, Drawing up of Supervision Forms ) Ensuring all Quarterly declarations ha ve been sent and received #J-18808-Ljbffr