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18.05.2024
Compliance Officer
Cape Town
... any compliance training as required Consult with business partners on any non-compliance issues Be knowledgeable on asset management legislation, FICA, POPIA, FAIS, Financial Markets, JSE Rules, Financial Advisory, Intermediary Services Act, as required for Cat 2 and Cat 2A FSP #J-18808-Ljbffr ...
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CA Financial Appointments
18.05.2024
Investment Analyst
Cape Town
... financial markets and continuous learning. Responsibilities: Industry and competitor case studies Sourcing and interviewing competitors, customers Searching local and global competitors, and establishing relationships Searching of articles written about a business highlighting competitive risks ...
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CA Financial Appointments
18.05.2024
Compliance Administrator
Cape Town
... Group Submission of Fund Selection and Withdrawal cases to various providers Maintaining and Administering the Representative Register Maintaining and Administering the Competency Register ( e.g. CPD and Supervision tracking ) Fit and Proper checks for New Wealth Managers Ensuring all New ...
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CA Financial Appointments
19.05.2024
Investment Analyst
Cape Town
... financial markets and continuous learning.Responsibilities:Industry and competitor case studiesSourcing and interviewing competitors, customersSearching local and global competitors, and establishing relationshipsSearching of articles written about a business highlighting competitive risks and ...
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CA Financial Appointments
19.05.2024
Business Development Consultant - Wealth
Cape Town
Join my successful client in the Wealth Industry to follow up on leads from the Wealth Managers to secure new business. Are you a confident individual who is able to liaise with high net worth clients? Then this role is for you!!!ResponsibilitiesProspect potential clients for the services offered by ...
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CA Financial Appointments
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