Functions:Signing off on new business and communicating with brokersResponsible for the legal and administrative review and assessment of transactional submissions and broker documentationResponsible for assessing, concluding, and signing off on client due diligenceReview FICA documentation on existing customer dealings and investigate compliance-related issues, or breachesContinuously manage customer information accuracy and successfully monitor such data integrity on the companys MIS systemRequirements:The candidate must either have a Bachelor's degree, or be in possession of their RE1 and RE5 certificates, and have experience in the financial services spaceMust be fluent in English and Afrikaans