My client is currently recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- and short-term assurance, collective investments and stockbroking). Responsibilities: Maintain a compliance framework in collaboration with the relevant stakeholders Identify potential compliance breaches and investigate compliance irregularities or areas of concern Review, register and resolve complaints received from clients Maintain the key individual / representative register Ensure compliance records are up to date Review and resolve Fit and Proper queries Maintain the compliance procedures and manuals Conduct and report on compliance audits at Adviser offices #J-18808-Ljbffr