Job Description: Individually accountable for establishing a compliance framework; including Risk Management and Monitoring plan. Embeds compliance, directly and/or through staff supervised over periods of 3 months to a year. Initiates and facilitates corrective action where required [ads1] Job Responsibilities: Possibility of managing staff (e.g. assistant COs) operating in less complex BU or functional area. Provides compliance risk-related insights to business, including investigations into possible compliance breaches assurance related activities that it will undertake in the year. Influence is limited to specific assigned functional area or less complex BU. the Group Compliance plan that sets out the nature, timing and extent of Reports on compliance breaches to line management and Senior Compliance Officer/Compliance Executive. Supports development of the annual CoE / LoB Compliance Plan in line with the Group Compliance plan that sets out the nature, timing and extent of assurance related activities that it will undertake in the year. Reports to the Senior CO (in functional area), or, if responsible for compliance in a less complex business unit, reports to the Compliance Executive. Provides assurance to applicable segments/BU’s in accordance to the approved compliance plan. Assists in mitigation of compliance risk. Provides compliance risk-related insights to business, including investigations into possible compliance breaches Supports development of the annual CoE / LoB Compliance Plan in line with. Supports the establishment qnd roll-out of an appropriate compliance control framework for the COE, including the control framework relating to the Advice elements of Market Conduct Risk. Facilitates resolution of compliance breaches. Job Requirements: 5+ years relevant industry (financial services) and Compliance experience Excellent written and verbal skills Certificate in Compliance an advantage CPrac an added advantage Understanding of audit methodology an advantage Good understanding of legislation impacting the insurance industry and specifically FAIS Relevant FAIS recognised qualification for Compliance Officers Job Details: Company: Old Mutual Vacancy Type: Full Time Job Location: Cape Town Application Deadline: N/A [ads2] Apply Here instantcareers.net #J-18808-Ljbffr