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18.05.2024
Compliance Officer
Cape Town
... any compliance training as required Consult with business partners on any non-compliance issues Be knowledgeable on asset management legislation, FICA, POPIA, FAIS, Financial Markets, JSE Rules, Financial Advisory, Intermediary Services Act, as required for Cat 2 and Cat 2A FSP #J-18808-Ljbffr ...
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CA Financial Appointments
18.05.2024
Investment Analyst
Cape Town
... financial markets and continuous learning. Responsibilities: Industry and competitor case studies Sourcing and interviewing competitors, customers Searching local and global competitors, and establishing relationships Searching of articles written about a business highlighting competitive risks ...
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CA Financial Appointments
18.05.2024
Compliance Administrator
Cape Town
... and risk appetite; ensuring that all advisors are Fit and Proper, and relevant documentation is completed in order for the advisors to perform their roles. Responsibilities: Compliance review of all N ew B usiness and Servicing cases submitted for the Group Submission of Fund Selection and ...
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CA Financial Appointments
19.05.2024
Investment Analyst
Cape Town
... financial markets and continuous learning.Responsibilities:Industry and competitor case studiesSourcing and interviewing competitors, customersSearching local and global competitors, and establishing relationshipsSearching of articles written about a business highlighting competitive risks and ...
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CA Financial Appointments
19.05.2024
Business Development Consultant - Wealth
Cape Town
... communicate any changes or concerns to the consultantAttend all meetings held by Managers and Service Providers.Drafting and sending correspondence to clients and external providers.Resolving ad hoc client queries and internal administration requests, as these arise.Liaising with Private Wealth ...
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CA Financial Appointments
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