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18.05.2024
Compliance Administrator
Cape Town
My client, a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company by ensuring that advisors are providing suitable advice to clients, according to client needs and risk appetite; ensuring that all advisors are Fit and Proper, and relevant documentation ...
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CA Financial Appointments
18.05.2024
Compliance Officer
Cape Town
... any compliance training as required Consult with business partners on any non-compliance issues Be knowledgeable on asset management legislation, FICA, POPIA, FAIS, Financial Markets, JSE Rules, Financial Advisory, Intermediary Services Act, as required for Cat 2 and Cat 2A FSP #J-18808-Ljbffr ...
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CA Financial Appointments
18.05.2024
Investment Analyst
Cape Town
... financial markets and continuous learning. Responsibilities: Industry and competitor case studies Sourcing and interviewing competitors, customers Searching local and global competitors, and establishing relationships Searching of articles written about a business highlighting competitive risks ...
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CA Financial Appointments
Yesterday
Compliance Administrator
Cape Town
My client, a leader in the Wealth industry is seeking a Compliance Administrator tomitigate risk for the company by ensuring that advisors are providing suitable advice to clients, according to client needs and risk appetite; ensuring that all advisors are Fit and Proper, and relevant documentation ...
More »
CA Financial Appointments
Yesterday
Compliance Officer
Cape Town
... with any compliance training as requiredConsult with business partners on any non-compliance issuesBe knowledgeable on asset management legislation, FICA, POPIA, FAIS, Financial Markets, JSE Rules, Financial Advisory, Intermediary Services Act, as required for Cat 2 and Cat 2A ...
More »
CA Financial Appointments
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